Personnel Hong Kong SFC License Details (ID 87866)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARBOUR CAPITAL MANAGEMENT LIMITED	RO	Asset management	2018-04-04	2021-11-09
	Rep	Asset management	2014-07-14	2018-04-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2014-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-04-07	2014-03-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-04-07	2014-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-07	2010-08-26
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2009-03-13	2010-01-26
	Rep	Advising on futures contracts	-	2005-02-07
	Rep	Asset management	-	2005-02-07
	Rep	Dealing in futures contracts	-	2009-03-13
UBS SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	-	2005-02-04
	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in futures contracts	-	2010-01-26
	Rep	Dealing in securities	-	2010-01-26
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-03-24
	Rep	Asset management	-	2005-03-24
	Rep	Dealing in securities	-	2010-01-26