Personnel Hong Kong SFC License Details (ID 87869)

Personnel Hong Kong SFC License Details (ID 87869)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2016-02-26	2020-05-13
	Rep	Dealing in futures contracts	2016-02-26	2022-08-01
	Rep	Dealing in securities	2016-02-26	2022-08-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2014-06-03	2015-12-10
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2014-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-08-17	2014-02-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-08-17	2014-02-28
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-17	2010-09-06