Personnel Hong Kong SFC License Details (ID 87872)

Personnel Hong Kong SFC License Details (ID 87872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEAK CAPITAL LIMITED (b2004-03-30)	Rep	Advising on securities	2020-11-23	2023-04-12
	Rep	Dealing in securities	2020-11-23	2023-04-12
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2018-06-20	2019-10-31
	RO	Dealing in securities	2018-06-20	2019-10-31
	Rep	Advising on securities	2018-04-03	2018-06-20
	Rep	Dealing in securities	2018-04-03	2018-06-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-04-02	2014-03-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-04-02	2014-03-01
	Rep	Dealing in futures contracts	2010-08-20	2012-04-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-07-29	2012-04-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-07-29	2010-08-20