Personnel SFC Licences and HKMA Registrations (ID 87877)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2017-12-12	-
	Rep	Advising on securities	2017-12-12	-
	Rep	Dealing in securities	2017-12-12	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2017-12-12	2024-03-04
	Rep	Advising on securities	2017-12-12	2024-03-04
	Rep	Dealing in securities	2017-12-12	2024-03-04
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-03-05	2011-12-14
	Rep	Advising on securities	2008-03-05	2011-12-14
	Rep	Dealing in securities	2008-03-05	2011-12-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-03-05	2011-12-14
	Rep	Advising on securities	2008-03-05	2011-12-14
	Rep	Dealing in securities	2008-03-05	2011-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.