Personnel Hong Kong SFC License Details (ID 87879)

Personnel Hong Kong SFC License Details (ID 87879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-07-08	2026-05-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-02-17	2014-03-20
	Rep	Advising on securities	2010-02-17	2014-03-20
	Rep	Dealing in securities	2010-02-17	2014-03-20
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-02-17	2014-03-20
	Rep	Advising on securities	2010-02-17	2014-03-20
	Rep	Dealing in securities	2010-02-17	2014-03-20
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2008-06-26	2008-11-21
	Rep	Dealing in securities	2008-06-26	2008-11-21
	Rep	Advising on corporate finance	2007-08-06	2008-05-27
	Rep	Dealing in securities	2007-08-06	2008-05-27