Ng, Heidi Hoi Yan 吳凱恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-12-07	2013-11-09
	Rep	Dealing in securities	2010-12-01	2013-11-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-15	2010-11-02
	Rep	Dealing in futures contracts	2003-06-18	2010-11-02
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-06-02
	Rep	Advising on securities	-	2003-06-02
	Rep	Asset management	-	2003-06-02
	Rep	Providing automated trading services	-	2003-06-02
	Rep	Dealing in securities	-	2010-11-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-12-07	2013-11-09
	Rep	Dealing in securities	2010-12-01	2013-11-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-15	2010-11-02
	Rep	Dealing in futures contracts	2003-06-18	2010-11-02
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-06-02
	Rep	Advising on securities	-	2003-06-02
	Rep	Asset management	-	2003-06-02
	Rep	Providing automated trading services	-	2003-06-02
	Rep	Dealing in securities	-	2010-11-02