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Ng, Lok Yan (SFC:AQI798) 吳諾欣 Hong Kong SFC License Details (ID 87887)
Ng, Lok Yan (SFC:AQI798) 吳諾欣
SFC ID:
AQI798
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Merrill Lynch (Asia Pacific) Limited
Rep
Advising on securities
2011-12-06
2013-08-31
Rep
Dealing in securities
2008-01-22
2013-08-31