Personnel Hong Kong SFC License Details (ID 87903)

Personnel Hong Kong SFC License Details (ID 87903)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2017-11-24	-
	RO	Advising on securities	2017-11-24	-
	RO	Dealing in securities	2017-11-24	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2017-11-24	2024-02-26
	RO	Advising on securities	2017-11-24	2024-02-26
	RO	Dealing in securities	2017-11-24	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-07-14	2017-11-24
	Rep	Advising on securities	2008-07-14	2017-11-24
	Rep	Dealing in securities	2008-07-14	2017-11-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-07-14	2017-11-24
	Rep	Advising on securities	2008-07-14	2017-11-24
	Rep	Dealing in securities	2008-07-14	2017-11-24