Personnel Hong Kong SFC License Details (ID 87915)

Personnel Hong Kong SFC License Details (ID 87915)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-09-07	2012-06-04
	Rep	Advising on securities	2007-09-07	2012-06-04
	Rep	Dealing in securities	2007-09-07	2012-06-04
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-09-07	2012-06-04
	Rep	Advising on securities	2007-09-07	2012-06-04
	Rep	Dealing in securities	2007-09-07	2012-06-04
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2006-09-25	2007-08-02
	Rep	Advising on securities	2006-09-25	2007-08-02
	Rep	Dealing in securities	2006-09-25	2007-08-02