| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2022-03-08 | - |
| RO | Advising on securities | 2022-03-08 | - |
| RO | Dealing in futures contracts | 2022-03-08 | - |
| RO | Dealing in securities | 2022-03-08 | - |
| Rep | Advising on securities | 2021-08-25 | 2022-03-08 |
| Rep | Dealing in securities | 2021-08-25 | 2022-03-08 |
| Rep | Advising on futures contracts | 2019-10-10 | 2022-03-08 |
| Rep | Dealing in futures contracts | 2019-09-26 | 2022-03-08 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-02 | 2019-06-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-09-02 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2019-06-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-22 | 2019-06-25 |