| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2016-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-02-03 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-02-03 | 2016-03-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-11 | 2010-09-06 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2009-08-03 | 2009-09-01 |
| Rep | Dealing in futures contracts | 2009-08-03 | 2009-09-01 |
| RO | Advising on futures contracts | 2007-04-20 | 2009-08-03 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2004-09-03 | 2009-08-03 |
| Rep | Dealing in futures contracts | 2004-07-30 | 2004-09-03 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-08-29 | 2009-09-01 |
| RO | Advising on futures contracts | - | 2003-08-29 |
| RO | Asset management | - | 2003-08-29 |
| RO | Dealing in futures contracts | - | 2003-08-29 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | - | 2003-08-29 |
| RO | Asset management | - | 2003-08-29 |
| RO | Dealing in futures contracts | - | 2009-08-03 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2003-08-29 |
| Rep | Advising on securities | - | 2003-08-29 |
| Rep | Asset management | - | 2003-08-29 |
| Rep | Dealing in securities | - | 2005-11-14 |