Personnel Hong Kong SFC License Details (ID 87940)

Personnel Hong Kong SFC License Details (ID 87940)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2012-11-22	2016-10-04
	Rep	Dealing in securities	2012-11-22	2016-10-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-02	2012-09-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-02-27	2012-09-29
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-02-27	2012-09-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-02-27	2010-09-02