Personnel Hong Kong SFC License Details (ID 87948)

Personnel Hong Kong SFC License Details (ID 87948)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2013-11-27	2014-09-17
	RO	Dealing in securities	2013-11-27	2014-09-17
Merrill Lynch Far East Limited	RO	Advising on securities	2013-11-27	2014-09-17
	RO	Dealing in securities	2013-11-27	2014-09-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2012-11-13	2013-11-27
	Rep	Advising on corporate finance	2012-11-13	2014-09-17
Merrill Lynch Far East Limited	Rep	Advising on securities	2012-11-13	2013-11-27
	Rep	Dealing in securities	2012-11-13	2013-11-27
	Rep	Advising on corporate finance	2012-11-13	2014-09-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-09-15	2013-11-27