| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2026-03-19 | - |
| Rep | Advising on securities | 2026-03-19 | - | |
| Rep | Dealing in futures contracts | 2026-03-19 | - | |
| Rep | Dealing in securities | 2026-03-19 | - | |
| Rep | Advising on futures contracts | 2025-04-28 | 2026-03-18 | |
| Rep | Advising on securities | 2025-04-28 | 2026-03-18 | |
| Rep | Dealing in futures contracts | 2025-04-28 | 2026-03-18 | |
| Rep | Dealing in securities | 2025-04-28 | 2026-03-18 | |
| MUFG Securities Asia Limited | Rep | Dealing in securities | 2018-07-03 | 2025-01-24 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2018-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-01-08 | 2018-02-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-08 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-03 | 2008-10-22 |
No HKMA registrations in the collected records.