| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-11-20 | - |
| Rep | Asset management | 2020-11-20 | - | |
| Vision Capital Investment Management Limited | Rep | Advising on securities | 2018-09-13 | 2020-11-02 |
| Rep | Asset management | 2018-09-13 | 2020-11-02 | |
| Rep | Dealing in securities | 2018-09-13 | 2020-11-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-05-11 | 2017-03-08 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-05-11 | 2017-03-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-22 | 2015-01-21 |
| Rep | Dealing in securities | 2014-12-22 | 2015-01-21 | |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-02 | 2014-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-26 | 2014-09-20 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-26 | 2014-09-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-26 | 2010-09-02 |
No HKMA registrations in the collected records.