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Shum, Kwok Wing 岑幗穎 Hong Kong SFC License Details (ID 87966)
Shum, Kwok Wing 岑幗穎
SFC ID:
AQN366
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Merrill Lynch (Asia Pacific) Limited
Rep
Advising on securities
2011-11-29
2013-07-06
Rep
Dealing in securities
2008-02-22
2013-07-06