Personnel Hong Kong SFC License Details (ID 87969)

Personnel Hong Kong SFC License Details (ID 87969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2022-02-04	2023-06-19
	Rep	Dealing in securities	2022-02-04	2023-06-19
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-06-17	2023-06-19
	Rep	Dealing in futures contracts	2020-06-17	2023-06-19
	Rep	Dealing in securities	2020-06-17	2023-06-19
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2018-02-08	2020-06-11
	Rep	Dealing in securities	2018-02-08	2020-06-11
KGI ASIA LIMITED	Rep	Dealing in securities	2017-07-05	2017-08-11
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-07-05	2017-08-11
FACTORIAL MANAGEMENT LIMITED	Rep	Asset management	2016-03-21	2016-08-11
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2014-09-01	2015-11-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2014-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-07-02	2014-03-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-07-02	2014-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-02	2010-09-06