Personnel Hong Kong SFC License Details (ID 87974)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oppenheimer Investments Asia Limited	RO	Dealing in securities	2013-09-16	2014-01-24
	Rep	Advising on securities	2013-05-02	2014-01-24
	Rep	Dealing in securities	2012-12-10	2013-09-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2011-10-04
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-08	2010-08-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-06-16	2011-10-04