Personnel Hong Kong SFC License Details (ID 87982)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2020-02-14	2022-08-31
	RO	Advising on securities	2020-02-14	2022-08-31
	RO	Dealing in securities	2020-02-14	2022-08-31
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2020-02-14	2022-08-31
	RO	Advising on securities	2020-02-14	2022-08-31
	RO	Dealing in securities	2020-02-14	2022-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-07-04	2020-02-14
	Rep	Advising on securities	2019-07-04	2020-02-14
	Rep	Dealing in securities	2019-07-04	2020-02-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-07-04	2020-02-14
	Rep	Advising on securities	2019-07-04	2020-02-14
	Rep	Dealing in securities	2019-07-04	2020-02-14
A1 Capital Partners Limited	RO	Advising on corporate finance	2017-05-10	2019-06-30
	RO	Advising on securities	2017-05-10	2019-06-30
	RO	Dealing in securities	2017-05-10	2019-06-30
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-08-25	2016-03-08
	Rep	Advising on securities	2008-08-25	2016-03-08
	Rep	Dealing in securities	2008-08-25	2016-03-08
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-08-25	2016-03-08
	Rep	Advising on securities	2008-08-25	2016-03-08
	Rep	Dealing in securities	2008-08-25	2016-03-08