Webb-site Legacy

Su, Chi 蘇馳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2018-03-01	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2018-03-01	2024-03-11
Merrill Lynch (Asia Pacific) Limited	RO	Advising on securities	2016-02-25	-
	RO	Dealing in securities	2016-02-25	-
Merrill Lynch Far East Limited	RO	Advising on securities	2016-02-25	2024-03-11
	RO	Dealing in securities	2016-02-25	2024-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2005-04-22	2016-02-25
	Rep	Advising on corporate finance	2005-04-22	2018-03-01
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2016-02-25
	Rep	Dealing in securities	2005-04-22	2016-02-25
	Rep	Advising on corporate finance	2005-04-22	2018-03-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2003-10-31	2016-02-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.