Personnel Hong Kong SFC License Details (ID 87987)

Personnel Hong Kong SFC License Details (ID 87987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kuark Capital Limited	RO	Asset management	2026-05-13	-
Kadensa Capital Limited	Rep	Asset management	2017-03-20	2025-07-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Asset management	2015-05-04	2016-10-11
	Rep	Dealing in securities	2015-05-04	2016-10-11
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-02-10	2015-01-21
	Rep	Dealing in securities	2014-02-10	2015-01-21
Merrill Lynch Far East Limited	Rep	Dealing in securities	2011-09-21	2013-11-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-08-15	2013-11-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-08-15	2013-11-08