Personnel Hong Kong SFC License Details (ID 88000)

Personnel Hong Kong SFC License Details (ID 88000)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2018-09-06	2022-08-01
	Rep	Advising on securities	2018-09-06	2022-08-01
	Rep	Dealing in futures contracts	2018-09-06	2022-08-01
	Rep	Dealing in securities	2018-09-06	2022-08-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-10	2013-05-11
	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2013-05-11