Personnel Hong Kong SFC License Details (ID 88002)

Personnel Hong Kong SFC License Details (ID 88002)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2015-07-02	2017-03-20
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2015-07-02	2017-03-20
	RO	Dealing in securities	2015-07-02	2017-03-20
	Rep	Dealing in futures contracts	2010-09-03	2015-07-02
	Rep	Dealing in securities	2005-10-26	2015-07-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-04-15	2015-07-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-04-15	2010-09-03