Tan, Ho Wa 陳灝樺

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2026-08-24	-
	RO	Dealing in securities	2026-08-24	-
	Rep	Dealing in futures contracts	2014-09-10	2026-08-24
	Rep	Dealing in securities	2014-09-10	2026-08-24
HuaAn Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-04-07	2014-08-31
	Rep	Asset management	2014-04-07	2014-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-06-21	2011-11-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-06-21	2011-11-16
	Rep	Dealing in securities	2011-06-21	2011-11-16
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2009-01-12	2011-04-18
	Rep	Dealing in securities	2009-01-12	2011-04-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Dealing in futures contracts	2026-08-24	-
	RO	Dealing in securities	2026-08-24	-
	Rep	Dealing in futures contracts	2014-09-10	2026-08-24
	Rep	Dealing in securities	2014-09-10	2026-08-24
HuaAn Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-04-07	2014-08-31
	Rep	Asset management	2014-04-07	2014-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-06-21	2011-11-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-06-21	2011-11-16
	Rep	Dealing in securities	2011-06-21	2011-11-16
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2009-01-12	2011-04-18
	Rep	Dealing in securities	2009-01-12	2011-04-18