Personnel Hong Kong SFC License Details (ID 88009)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2022-10-24	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-08-24	2022-06-21
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-05-03	2014-09-17
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-05-03	2014-09-17
	Rep	Dealing in securities	2011-05-03	2014-09-17
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-01-18	2008-08-13