Personnel Hong Kong SFC License Details (ID 88011)

Personnel Hong Kong SFC License Details (ID 88011)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ninety One Hong Kong Limited	Rep	Advising on securities	2014-05-08	2017-04-07
	Rep	Dealing in securities	2014-05-08	2017-04-07
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2014-04-07	2014-06-30
	Rep	Dealing in securities	2014-04-07	2014-06-30
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-19	2013-04-08
	Rep	Dealing in securities	2010-09-29	2013-04-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-29	2013-04-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-29	2010-12-31