Personnel Hong Kong SFC License Details (ID 88018)

Personnel Hong Kong SFC License Details (ID 88018)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JW Capital Limited (HK)	Rep	Asset management	2015-04-29	2020-07-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-08	2012-05-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-22	2012-05-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2005-01-25
	Rep	Advising on securities	-	2005-01-25
	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-01-25
	Rep	Dealing in securities	-	2012-05-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	-	2005-01-25
	Rep	Advising on securities	-	2005-01-25
	Rep	Asset management	-	2005-01-25
	Rep	Dealing in securities	-	2005-04-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2005-01-25
	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-01-25
	Rep	Dealing in futures contracts	-	2010-09-22