Tao, Dexter Tak Yin 陶德賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2007-07-17	2013-04-27
	Rep	Dealing in securities	2007-07-17	2013-04-27
Merrill Lynch Far East Limited	Rep	Advising on securities	2007-07-17	2013-04-27
	Rep	Dealing in securities	2007-07-17	2013-04-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-07-04	2013-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-07-04	2013-04-27
Polaris Capital (Asia) Limited	RO	Advising on corporate finance	2007-03-02	2007-06-23
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2003-12-01	2007-01-01
WAG FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	-	2003-09-20
	Rep	Advising on securities	-	2003-09-20

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2007-07-17	2013-04-27
	Rep	Dealing in securities	2007-07-17	2013-04-27
Merrill Lynch Far East Limited	Rep	Advising on securities	2007-07-17	2013-04-27
	Rep	Dealing in securities	2007-07-17	2013-04-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-07-04	2013-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-07-04	2013-04-27
Polaris Capital (Asia) Limited	RO	Advising on corporate finance	2007-03-02	2007-06-23
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2003-12-01	2007-01-01
WAG FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	-	2003-09-20
	Rep	Advising on securities	-	2003-09-20