Personnel Hong Kong SFC License Details (ID 88024)

Personnel Hong Kong SFC License Details (ID 88024)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2015-09-17	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2015-03-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-06-23	2015-03-24
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-06-23	2015-03-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-06-23	2010-08-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-23
	Rep	Asset management	2003-04-01	2004-11-23
	Rep	Dealing in securities	2003-04-01	2004-11-23
	Rep	Advising on securities	2003-04-01	2006-10-31