Personnel Hong Kong SFC License Details (ID 88031)

Personnel Hong Kong SFC License Details (ID 88031)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Evercore Asia Limited	RO	Advising on corporate finance	2021-07-16	2023-12-28
	RO	Advising on securities	2021-07-16	2023-12-28
	RO	Dealing in securities	2021-07-16	2023-12-28
	Rep	Advising on securities	2018-10-11	2021-07-16
	Rep	Advising on corporate finance	2016-04-01	2021-07-16
	Rep	Dealing in securities	2016-04-01	2021-07-16
	Rep	Advising on corporate finance	2012-07-30	2015-05-31
	Rep	Dealing in securities	2012-07-30	2015-05-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-31	2012-01-12
	Rep	Advising on securities	2011-08-31	2012-01-12
	Rep	Dealing in securities	2011-08-31	2012-01-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-31	2012-01-12
	Rep	Advising on securities	2011-08-31	2012-01-12
	Rep	Dealing in securities	2011-08-31	2012-01-12