Personnel Hong Kong SFC License Details (ID 88047)

Personnel Hong Kong SFC License Details (ID 88047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on securities	2016-09-02	2016-11-21
	Rep	Dealing in securities	2016-09-02	2016-11-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-24	2012-04-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-01-03	2012-04-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-09-15	2012-04-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-15	2011-01-03