Personnel SFC Licences and HKMA Registrations (ID 88056)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-12-16	-
	Rep	Dealing in securities	2024-12-16	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2024-09-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-04-01	2024-09-13
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-04-01	2024-09-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-01	2010-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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