Webb-site Legacy

Wai, Derek Ho Kuen 衛浩權

SFC ID:ANT739

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2013-10-17	2016-04-01
	Rep	Advising on securities	2013-10-17	2016-04-01
	Rep	Dealing in futures contracts	2013-10-17	2016-04-01
	Rep	Dealing in securities	2013-10-17	2016-04-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2013-07-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-09-21	2013-07-17
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-09-21	2013-07-17
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-09-21	2010-08-20
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-08-09	2007-09-03
	Rep	Dealing in securities	2006-08-09	2007-09-03
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-08-09	2007-09-03