Personnel Hong Kong SFC License Details (ID 88062)

Personnel Hong Kong SFC License Details (ID 88062)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2020-09-30	-
	Rep	Dealing in securities	2020-09-30	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2014-09-29	2016-09-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2012-07-10
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-04-04	2012-07-10
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-04-04	2012-07-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-04	2010-09-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-03-29	2006-04-05