Personnel Hong Kong SFC License Details (ID 88065)

Personnel Hong Kong SFC License Details (ID 88065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ForwardEdge Investment Limited	RO	Asset management	2023-09-18	-
Dantai Capital Limited (HK)	Rep	Asset management	2020-05-06	2022-12-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-07-13	2018-03-26
	Rep	Asset management	2015-07-13	2018-03-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-01-16	2015-06-05
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-08-11	2013-10-16
	Rep	Dealing in securities	2010-08-11	2013-10-16
MF Securities Hong Kong Limited	Rep	Advising on securities	2009-08-27	2010-06-17