Personnel Hong Kong SFC License Details (ID 88067)

Personnel Hong Kong SFC License Details (ID 88067)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-02	2012-01-10
	Rep	Advising on securities	2011-08-02	2012-01-10
	Rep	Dealing in securities	2011-08-02	2012-01-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-02	2012-01-10
	Rep	Advising on securities	2011-08-02	2012-01-10
	Rep	Dealing in securities	2011-08-02	2012-01-10
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2008-05-27	2011-07-27
	Rep	Advising on securities	2008-05-27	2011-07-27
	Rep	Dealing in securities	2008-05-27	2011-07-27