Personnel Hong Kong SFC License Details (ID 88086)

Personnel Hong Kong SFC License Details (ID 88086)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Asset management	2025-05-19	-
	Rep	Advising on securities	2023-11-13	-
Dymon Asia Capital (HK) Limited	Rep	Asset management	2018-05-28	2023-06-08
LIGHT &AMP; SALT CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2014-10-06	2018-05-22
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2013-10-23	2014-05-03
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-07	2014-05-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-07-26	2014-05-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-07-26	2013-10-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-26	2010-09-07