Personnel Hong Kong SFC License Details (ID 88088)

Personnel Hong Kong SFC License Details (ID 88088)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-06-24	2022-12-31
	Rep	Advising on securities	2019-06-24	2022-12-31
	Rep	Dealing in securities	2019-06-24	2022-12-31
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2018-09-06	2019-03-05
	RO	Advising on securities	2018-09-06	2019-03-05
	RO	Dealing in securities	2018-09-06	2019-03-05
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2018-09-06	2019-03-05
	RO	Advising on securities	2018-09-06	2019-03-05
	RO	Dealing in securities	2018-09-06	2019-03-05
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-29	2018-09-06
	Rep	Advising on securities	2011-08-29	2018-09-06
	Rep	Dealing in securities	2011-08-29	2018-09-06
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-29	2018-09-06
	Rep	Advising on securities	2011-08-29	2018-09-06
	Rep	Dealing in securities	2011-08-29	2018-09-06