Personnel Hong Kong SFC License Details (ID 88095)

Personnel Hong Kong SFC License Details (ID 88095)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optimas Capital Limited	Rep	Advising on securities	2023-08-14	-
	Rep	Asset management	2021-09-24	-
	RO	Asset management	2016-07-14	2021-09-24
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2013-07-17	2016-07-07
	Rep	Dealing in securities	2013-07-17	2016-07-07
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2013-04-06
	Rep	Dealing in securities	2009-05-11	2013-04-06
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2008-05-20	2009-03-11
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2006-07-17	2008-04-26