Personnel Hong Kong SFC License Details (ID 88100)

Personnel Hong Kong SFC License Details (ID 88100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-02-01	2020-09-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2003-08-04	2006-01-11
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2003-05-30	2006-01-11
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-05-30	2006-01-11
	Rep	Dealing in futures contracts	2003-05-30	2006-01-11
Morgan Stanley Asia Limited	Rep	Dealing in securities	2003-04-30	2006-01-11