| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-03-13 | 2016-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2015-03-13 | 2016-07-04 |
| Rep | Dealing in futures contracts | 2015-03-13 | 2016-07-04 |
| Rep | Dealing in securities | 2015-03-13 | 2016-07-04 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-03 | 2015-01-27 |
| Rep | Dealing in securities | 2013-12-03 | 2015-01-27 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-04-19 | 2013-08-31 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-04-19 | 2013-08-31 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-19 | 2010-08-20 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-03-28 | 2010-03-15 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-03-28 | 2010-03-15 |
| Rep | Dealing in securities | 2008-03-28 | 2010-03-15 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-03-28 | 2010-03-15 |