Personnel Hong Kong SFC License Details (ID 88131)

Personnel Hong Kong SFC License Details (ID 88131)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2012-05-09	2013-02-22
	Rep	Asset management	2012-05-09	2013-02-22
	RO	Dealing in securities	2012-05-09	2013-02-22
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-02	2011-10-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-18	2010-09-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-07-13	2011-10-20
	Rep	Dealing in securities	2008-10-27	2009-06-15