| Merrill Lynch Far East Limited | Rep | Providing automated trading services | 2013-08-19 | 2018-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Providing automated trading services | 2012-07-19 | 2013-09-23 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-26 | 2018-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-03 | 2018-03-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-03 | 2018-03-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-03 | 2010-08-26 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-11-26 | 2010-04-07 |
| Rep | Dealing in securities | 2009-11-26 | 2010-04-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-20 | 2009-10-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-20 | 2009-10-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-20 | 2009-10-07 |