Yam, Vincent Wai Yuen 任維淵

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2022-06-28	-
	RO	Dealing in securities	2022-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-04-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-04-25	2022-06-28
	Rep	Advising on securities	2018-04-11	2022-06-28
Pamirs Capital (H.K.) Limited	Rep	Advising on securities	2017-07-11	2017-12-29
	Rep	Asset management	2017-07-11	2017-12-29
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-18	2017-05-13
	Rep	Asset management	2016-10-18	2017-05-13
Segantii Capital Management Limited	Rep	Asset management	2015-07-08	2016-02-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-05	2015-01-21
	Rep	Dealing in securities	2013-08-05	2015-01-21
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-11-15	2013-04-27
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-20	2010-11-15
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Advising on corporate finance	2003-04-01	2005-03-23
	Rep	Advising on securities	2003-04-01	2005-03-23
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Dealing in securities	2003-04-01	2013-04-27
Merrill Lynch Far East Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Advising on corporate finance	2003-04-01	2005-03-23
	Rep	Advising on securities	2003-04-01	2005-03-23
	Rep	Dealing in securities	2003-04-01	2013-04-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.