| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2022-06-28 | - |
| RO | Dealing in securities | 2022-06-28 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-04-25 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-25 | 2022-06-28 |
| Rep | Advising on securities | 2018-04-11 | 2022-06-28 |
| Pamirs Capital (H.K.) Limited | Rep | Advising on securities | 2017-07-11 | 2017-12-29 |
| Rep | Asset management | 2017-07-11 | 2017-12-29 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2016-10-18 | 2017-05-13 |
| Rep | Asset management | 2016-10-18 | 2017-05-13 |
| Segantii Capital Management Limited | Rep | Asset management | 2015-07-08 | 2016-02-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-05 | 2015-01-21 |
| Rep | Dealing in securities | 2013-08-05 | 2015-01-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-11-15 | 2013-04-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-20 | 2010-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2003-04-01 | 2005-01-25 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-23 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-23 |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-23 |
| Rep | Dealing in securities | 2003-04-01 | 2013-04-27 |
| Merrill Lynch Far East Limited | Rep | Asset management | 2003-04-01 | 2005-01-25 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-23 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-23 |
| Rep | Dealing in securities | 2003-04-01 | 2013-04-27 |