Webb-site Legacy

Yau, Siu Ling 邱少玲

SFC ID:AEB576

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-12-12	2014-04-01
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2014-04-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-12-03	2014-04-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-03	2010-08-31
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-07	2004-12-02
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2004-07-07	2004-12-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-01-29	2004-07-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2003-07-11	2004-07-06
FT Securities Limited	Rep	Advising on corporate finance	-	2003-07-04
	Rep	Advising on securities	-	2003-07-04
	Rep	Asset management	-	2003-07-04
	Rep	Dealing in securities	-	2003-07-04
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-07-04
	Rep	Asset management	-	2003-07-04
	Rep	Dealing in futures contracts	-	2003-07-04