Personnel Hong Kong SFC License Details (ID 88148)

Personnel Hong Kong SFC License Details (ID 88148)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2013-07-09	2015-02-02
	Rep	Advising on securities	2013-07-09	2015-02-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-11-15	2012-11-07
	Rep	Advising on securities	2010-11-15	2012-11-07
	Rep	Dealing in securities	2010-11-15	2012-11-07
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-11-15	2012-11-07
	Rep	Advising on securities	2010-11-15	2012-11-07
	Rep	Dealing in securities	2010-11-15	2012-11-07