Personnel Hong Kong SFC License Details (ID 88150)

Personnel Hong Kong SFC License Details (ID 88150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Dealing in futures contracts	2015-08-12	2026-09-02
	Rep	Dealing in securities	2015-08-12	2026-09-02
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-05-03	2015-03-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-05-03	2015-03-24
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2009-08-17	2011-04-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-10-11	2009-06-17
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-10-11	2009-06-17