Personnel Hong Kong SFC License Details (ID 88151)

Personnel Hong Kong SFC License Details (ID 88151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-22	-
	Rep	Dealing in securities	2018-10-22	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-10-22	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-09-01	2018-09-18
	Rep	Advising on securities	2013-12-09	2018-09-18
	Rep	Dealing in securities	2013-12-09	2018-09-18
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-08	2013-09-07
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-22	2013-09-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-08-03	2013-09-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-03	2010-09-22