| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-27 | 2015-07-31 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-07-27 | 2015-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Providing automated trading services | 2012-05-24 | 2013-10-30 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2013-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-11-10 | 2013-11-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-10 | 2010-08-20 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-12 | 2006-07-31 |