Personnel Hong Kong SFC License Details (ID 88168)

Personnel Hong Kong SFC License Details (ID 88168)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2025-04-29	-
	RO	Advising on securities	2025-04-29	-
	RO	Dealing in securities	2025-04-29	-
	Rep	Advising on corporate finance	2016-09-27	2025-04-29
	Rep	Advising on securities	2016-09-27	2025-04-29
	Rep	Dealing in securities	2016-09-27	2025-04-29
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Dealing in securities	2012-07-27	2016-05-27
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-07-27	2016-05-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-08-29	2012-04-27
	Rep	Advising on securities	2011-08-29	2012-04-27
	Rep	Dealing in securities	2011-08-29	2012-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-08-29	2012-04-27
	Rep	Advising on securities	2011-08-29	2012-04-27
	Rep	Dealing in securities	2011-08-29	2012-04-27
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Dealing in securities	2007-05-21	2011-05-27
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-05-21	2011-05-27